The Intermediary’s Perspective: The Good, the Bad, and the Ugly of Oversight
October 20, 2020 • 2:00–3:00 p.m. (ET) • Virtual
The Intermediary’s Perspective: The Good, the Bad, and the Ugly of Oversight
At this webinar, representatives of financial intermediary firms shared their experiences with fund oversight of their activities. Topics included oversight pain points, benefits, and recommendations for a more effective oversight process.
Speakers
STUART BATEMEN
Senior Vice President
Franklin Templeton
MICHELE A. COLETTI
Chief Operating Officer, Trust and Custody
Mid Atlantic Capital Group
KYLE SCHMIEGEL
Vice President, Brokerage Services
Charles Schwab
This webinar was closed to the media and regulators.
All registrants will receive a link to the recording.