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Implementing the SEC’s Derivatives Rule: Practical Implications for Board Oversight

March 27, 2023 • 2:00–3:00 p.m. (ET) • Virtual

Join IDC on March 27 at 2:00 p.m. (ET) for an update on implementation of the SEC rule applicable to registered funds’ use of derivatives.

This webinar is being offered in connection with the release of IDC’s comprehensive white paper on “Board Oversight of Derivatives,” updating prior guidance on the SEC’s rules governing the use of derivatives by registered funds.

Speakers

SUSAN KERLEY
SUSAN KERLEY, Moderator
Independent Chair, Mainstay Funds
Independent Director, Western Asset Funds
TIMOTHY BEKKERS
TIMOTHY BEKKERS
Senior Vice President, Counsel
PIMCO
PHILIP HINKLE
PHILIP HINKLE
Partner
Dechert
AMY LEE
Senior Managing Director
Guggenheim Investments

Materials

  • Slides (pdf)
  • Archive Recording

 

Cost

Independent directors/trustees Free
Members Free
ICI Memos and White Papers subscribing firms Free
Nonmembers $75

 

This webinar is closed to the media and regulators.

Unable to attend live? All registrants will receive a link to the recording.

If you have any questions, please contact the ICI Conference Division at 202-326-5968 or conferences@ici.org.

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