Disclosure
Comment Letter
ICI Follow-Up Comment Letter on Proposed Amendments to FINRA Rule 2210
In late February, FINRA proposed to further amend Rule 2210 (Communications with the Public) (the...
Research
Summary of Recent ICI Research on First-Mover Advantage, Dilution, and Systemic Risk in Open-End Fun...
Comment Letter
ICI Comment Letter on Proposed Amendments to FINRA Rule 2210
Last month, FINRA filed with the SEC proposed amendments to Rule 2210 (Communications with the...
News Release
ICI Statement on SEC Reporting of Securities Loans and Short Sale Disclosure Rulemaking
October 13, 2023—ICI General Counsel Susan Olson released the following statement regarding the...
Comment Letter
ICI Supplemental Comment Letter on Proposed Names Rule Amendments
On July 31, ICI submitted a letter supplementing our comments on the SEC's proposed amendments (...
Comment Letter
ICI Supplemental Letter on SEC Proposed ESG Disclosure for Funds and Advisers
The Investment Company Institute is writing to supplement our views on the Securities and Exchange...
Comment Letter
ICI Comment Letter on SEC's Proposed Revisions to Regulation S-P
The Investment Company Institute supports the U.S. Securities and Exchange Commission’s proposal to...
Comment Letter
ICI Comment Letter on Proposed Cybersecurity Risk Management Rule for Investment Companies and Inves...
The Investment Company Institute appreciates the opportunity to provide its comments in response to...