Identity Theft, Red Flag Rules & Privacy
Identity Theft, Red Flag Rules & Privacy
ICI Files Comment Letter with Department of Commerce Discussing Importance of Mutual Funds' Access to the Death Master File (pdf)
ICI Files Comment Letter with SEC on FINRA's Proposed Consolidated Supervisory Rules (pdf)
ICI Letter on CFTC's Proposal to Enhance Protections Afforded Customers and Customer Funds Held by Futures Commission Merchants and Derivatives Clearing Organizations (pdf)
ICI Files Comment Letter with SEC on Proposed "Red Flag" Identity Theft Rules (pdf)
ICI Letter to IRS regarding Web Posting of Form 8937 (pdf)
ICI and ICI Global Joint Response to MiFID Questionnaire (pdf)
ICI Written Statement to ERISA Advisory Council on Privacy and Security Issues (pdf)
ICI Files Comment Letter Supporting IRS TIN Masking Pilot Program (pdf)
Verify, Then Trust: Preventing Online Investment Scams
Investment fraud is on the rise as scammers devise ever more sophisticated schemes that harm...
ICI Comment Letter on Treasury's Request for Information on Uses, Opportunities, and Risks of Artificial Intelligence in the Financial Services Sector
On August 12, 2024, ICI submitted a comment letter to the US Department of the Treasury ("Treasury")...
ICI Comment Letter on SEC's Cybersecurity Risk Management
The Investment Company Institute appreciates the opportunity to provide its comments on the proposal...
ICI Comment Letter on SEC's Proposed Revisions to Regulation S-P
The Investment Company Institute supports the U.S. Securities and Exchange Commission’s proposal to...
Focus on Funds: Funds Step Up Fight Against Elder Abuse and Fraud
June 19, 2020—As the global coronavirus pandemic has made some fund investors more vulnerable to...
Focus on Funds: Elder Abuse and Exploitation a Growing Industry Concern
Focus on Funds Elder Abuse and Exploitation a Growing Industry Concern ICI is teaming up with...
ICI Files Comment Letter with Department of Commerce Discussing Importance of Mutual Funds' Access to the Death Master File (pdf)
ICI Letter to Department of Commerce Regarding Continuous Death Master File Access (pdf)
ICI Files Comment Letter Supporting IRS TIN-Masking Pilot Program (pdf)
ICI Letter in Support of Financial Data Protection Legislation, November 2005
October 28, 2005 The Honorable Michael Oxley Chairman, Financial Services Committee U.S. House of...
ICI Comments on Proper Disposal of Consumer Information (pdf)
ICI Supports SEC's Proposed Privacy Protections, August 2004
ICI Supports SEC’s Proposed Privacy Protections “Limitations on affiliate marketing appropriately...
ICI Comments on SEC's Proposed Regulation S-AM, August 2004
August 13, 2004 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 450 Fifth...
ICI Comments on SEC's Proposed Regulation S-AM (pdf)
ICI and Others File Friend of the Court Brief in Support of National Privacy Standard, August 2004
ICI and Others File Friend of the Court Brief in Support of National Privacy Standard Washington, DC...