Electronic Communications and Recordkeeping
Electronic Communications and Recordkeeping
Electronic Delivery of Financial Information Is Way Overdue
From paying bills to ordering pizza, most people reach for an electronic device when they need...
ICI Letter Supporting Three Bipartisan Amendments to Help Americans Save for Retirement
March 5, 2024—The Investment Company Institute (ICI) expresses our strong support for three...
ICI Commends Senators for Introducing E-Delivery Legislation
February 29, 2024—ICI President and CEO Eric Pan released the following statement after Senators...
ICI Applauds House Committee Passage of E-Delivery Legislation
ICI President and CEO Eric Pan released the following statement today after the House Financial...
ICI Welcomes the Improving Disclosure for Investors Act
The bipartisan ‘Improving Disclosure for Investors Act’ is an important step forward in modernizing...
ICI Letter on the SEC's Electronic Filing Proposals (pdf)
ICI Joins Other Trades in Asking IRS for Changes to Draft Forms W-4P and W-4R (pdf)
Oral Statement on Enhancing Retirement Security: Examining Proposals to Simplify and Modernize Retirement Plan Administration
Enhancing Retirement Security: Examining Proposals to Simplify and Modernize Retirement Plan...
How the SEC Can Further Modernize Fund Disclosure and Improve the Investor Experience (pdf)
ICI Recommends Ways SEC Can Further Modernize Fund Disclosure and Improve the Investor Experience
A modern fund disclosure system should provide investors with digestible, layered information...
ICI President and CEO Eric J. Pan Letter to SEC Chairman Jay Clayton on Disclosure Reforms (pdf)
ICI Comment Letter on SEC Disclosure Reform Proposal (pdf)
ICI Supplemental Letter to SEC on E-delivery (pdf)
ICI Letter to SEC on Electronic Delivery (pdf)
Focus on Funds: Digital Trend Continues to Transform Investor Communications
June 26, 2020—New rules governing electronic delivery of 401(k) disclosures are now final.
ICI Applauds Approval of Labor Department E-Delivery Rule
ICI Applauds Approval of Labor Department E-Delivery Rule Rule Will Make Disclosures and...
ICI Comment Letter on Preferences and Costs Associated with Disclosure Reform Options (pdf)
ICI Files Comment Letter on SEC's Closed-End Fund Offering Reform Proposal (pdf)
ICI Calls for Saving Fund Shareholders’ Money by Reforming Fees for Distributing Fund Materials
ICI Calls for Saving Fund Shareholders’ Money by Reforming Fees for Distributing Fund Materials...
IDC Comment Letter on Processing Fee Framework (pdf)
ICI Strongly Supports the SEC’s Efforts to Enhance Fund Disclosure
ICI Strongly Supports the SEC’s Efforts to Enhance Fund Disclosure Modern fund disclosure system...
ICI Comment Letter on SEC's Request for Comment on Fund Retail Investor Experience and Disclosure (pdf)
ICI Letter to DOL Regarding Default Electronic Delivery of ERISA-Required Notices (pdf)
Independent Directors Council Applauds SEC Approval of Online Delivery for Fund Shareholder Reports
Independent Directors Council Applauds SEC Approval of Online Delivery for Fund Shareholder Reports...
ICI Strongly Commends SEC Action to Modernize Fund Shareholder Report Delivery
Rule 30e-3 Will Produce Substantial Cost Savings for Shareholders Washington, DC, June 5, 2018...
ICI-ARA Letter on E-Delivery Study (pdf)
Focus on Funds: Time to Bring Shareholder Report Delivery into the 21st Century
Focus on Funds Time to Bring Shareholder Report Delivery into the 21st Century Fund shareholders...
Spending Bill Rider Will Trap Investors Under Piles of Paper
Spending Bill Rider Will Trap Investors Under Piles of Paper By Paul Schott Stevens (As published on...
ICI Letter to New EBSA Assistant Secretary Preston Rutledge (pdf)
ICI Welcomes Treasury Report on Asset Management Regulation
ICI Welcomes Treasury Report on Asset Management Regulation Stands Ready to Help Advance...
ICI Submits Written Statement to ERISA Advisory Council on Enhancing the Effectiveness of Disclosure for Retirement Plans (pdf)
Regulatory Address, 59th General Membership Meeting
Regulatory Address 59th Annual General Membership Meeting Paul Schott Stevens President and CEO...
Focus on Funds: SEC Data Reporting Rules Bring New Demands
Focus on Funds SEC Data Reporting Rules Bring New Demands The US Securities and Exchange Commission...
ICI Statement on Final SEC Liquidity and Data Reporting Rules
ICI Statement on Final SEC Liquidity and Data Reporting Rules Washington, DC, October 13, 2016—...
ICI Submits Comment Letter to SEC on NYSE Proposed Amendment to Fees for Shareholder Report Delivery (pdf)
ICI Survey: Flawed Fee System Doubles Costs to Fund Shareholders for Broker Delivery of Fund Reports
ICI Survey: Flawed Fee System Doubles Costs to Fund Shareholders for Broker Delivery of Fund Reports...
Focus on Funds: ICI Calling for SEC Action on Shareholder Report Delivery
Focus on Funds ICI Calling for SEC Action on Shareholder Report Delivery Electronic delivery of...
Innovation in Fund Disclosure: The Potential, the Barrier, and the Path Forward
Innovation in Fund Disclosure: The Potential, the Barrier, and the Path Forward General Counsel’s...
ICI Comment Letter to SEC on Investment Company Reporting Modernization (pdf)
Video: ICI General Counsel David Blass Presents the Path Forward for Innovation in Fund Disclosure
ICI General Counsel David Blass Presents the Path Forward for Innovation in Fund Disclosure The fund...
ICI Urges SEC to Take Action to Ensure Fund Shareholders Benefit from Web Delivery of Fund Reports
Calls on FINRA to Assume Responsibility for Processing Fees to Ensure Fair Treatment of Shareholders...
Focus on Funds: How Changes to the SEC's Reporting Rules Will Affect Funds
Focus on Funds How Changes to the SEC’s Reporting Rules Will Affect Funds The October 9, 2015...
ICI Comment Letter on Investment Company Reporting Modernization (pdf)
ICI Supports SEC Rule Proposal to Enhance Fund Reporting and Modernize Shareholder Report Delivery
ICI Supports SEC Rule Proposal to Enhance Fund Reporting and Modernize Shareholder Report Delivery...
ICI Files Letter with SEC Recommending SEC Disapprove FINRA's Proposed Consolidated Supervisory Rules (pdf)
ICI Files Comment Letter with the SEC on MSRB Proposed Rule G-45 and Form G-45 (pdf)
ICI Comments on Petition for Rulemaking to Shorten Reporting Deadline Under Section 13(f) of the Exchange Act (pdf)
ICI Files Comment Letter with MSRB Supporting E-Dissemination of 529 Plan Documents (pdf)
Comment Letter from Joint Trades on Electronic Delivery Guidance under Section 404(a) of ERISA (pdf)
Industry Groups Urge DOL to Allow Broader Use of Electronic Communication for Retirement Plan Participant Disclosures
Industry Groups Urge DOL to Allow Broader Use of Electronic Communication for Retirement Plan...