Regulatory Activities
Treasury
ICI Submits Letter to Department of the Treasury Regarding Retroactive Application of U.S. v. Windsor (pdf)
ICI Comments to IRS on Simple IRA Plan Information Collection Request (pdf)
ICI Comment Letter on Proposed RMD Exception for Longevity Annuity Contracts (pdf)
ICI Recommendations for 2012-2013 Treasury/IRS Guidance Priority List - Retirement Plan Items (pdf)
Department of Labor
ICI Comment Letter on the Definition of an Investment Advice Fiduciary
The Investment Company Institute submitted a comment to the Department of Labor (the “Department”)...
ICI Statement on DOL Proposed Fiduciary Rule
October 31, 2023—ICI President and CEO Eric Pan released the following statement regarding the...
ICI Statement for House Hearing on the Department of Labor's Fiduciary Rule (pdf)
ICI Comment Letter on DOL Proxy Proposal Final (pdf)
Joint Trade Group Sends Letter to DOL Requesting Extension of Comment Period on Proposal on Fiduciary Duties Regarding Proxy Voting and Shareholder Rights (pdf)
ICI Submits Comments to DOL on Proposed Exemption Issued as Part of Fiduciary Rulemaking Package (pdf)
ICI Files Comment Letter on DOL Proposal Regarding Association Retirement Plans and Other Multiple Employer Plans (pdf)
ICI Letter to DOL Regarding Default Electronic Delivery of ERISA-Required Notices (pdf)
ICI Submits Written Statement to ERISA Advisory Council on Enhancing the Effectiveness of Disclosure for Retirement Plans (pdf)
ICI Submits Comment Letter on Information Collection Request - On the Road to Retirement Surveys (pdf)
ICI Applauds Senate Vote to Restore Consumer Protections for Retirement Savers
ICI Applauds Senate Vote to Restore Consumer Protections for Retirement Savers Washington, DC, May 3...
Letter to the Editor, Wall Street Journal: Labor Ought to Execute the President’s Policy
Labor Ought to Execute the President’s Policy (As published in The Wall Street Journal, April 25...
Congress Must Restore Protections for State-Run Retirement Plans
Congress Must Restore Protections for State-Run Retirement Plans By Paul Schott Stevens (As...
ICI Supports Walberg and Rooney Joint Resolutions to Restore Consumer Protections for Retirement Savers
ICI Supports Walberg and Rooney Joint Resolutions to Restore Consumer Protections for Retirement...
Focus on Funds: Expect Major Policy Shifts in 2017
Focus on Funds Expect Major Policy Shifts in 2017 Significant changes in Washington, DC, could mean...
ICI Submits Comment Letter on Proposed Changes to Form 5500 (pdf)
Joint Trade Letter Requesting Extension of Deadline to Comment on Form 5500 Proposal (pdf)
ICI Responds to DOL’s Final Rule on State-Run Retirement Programs
ICI Responds to DOL’s Final Rule on State-Run Retirement Programs Washington, DC, August 25, 2016—...
ICI Comment Letter to DOL Regarding New Retirement Survey Project (pdf)
Focus on Funds: Responding to the Department of Labor’s New Fiduciary Rule
Focus on Funds Responding to the Department of Labor’s New Fiduciary Rule The Department of Labor’s...
ICI Comments on Department of Labor Proposal on Savings Arrangements Established by States for Non-Governmental Employees (pdf)
DOL Proposal on State-Run Retirement Programs Promotes Confusing Patchwork of Laws
DOL Proposal on State-Run Retirement Programs Promotes Confusing Patchwork of Laws ICI Letter Notes...
ICI Submits Supplementary Comments on Regulatory Impact Analysis Supporting Proposed DOL Fiduciary Rule (pdf)
ICI Submits Supplementary Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
ICI Submits Supplementary Comments on DOL Fiduciary Rule (pdf)
ICI Comments on DOL Fiduciary Rule: Regulatory Impact Analysis (pdf)
ICI Comments on DOL Fiduciary Rule: Definition of the "Fiduciary" (pdf)
ICI Comments on DOL Fiduciary Rule: "Best Interest Contract" Exemption (pdf)
ICI Comments on DOL Fiduciary Rule: Overview (pdf)
ICI Response to the Department of Labor’s Proposed Rules on Fiduciary Duty for Retirement Plan Providers
ICI Response to the Department of Labor’s Proposed Rules on Fiduciary Duty for Retirement Plan...