Date: July 16, 2021 Financial Services Sector Coordinating Council for Critical Infrastructure Protection and Homeland Security
Date: May 25, 2021 Decision on Independent Insurance Agents and Brokers of New York v. New York State Department of Financial Services et al (pdf)
Date: August 5, 2020 SEC's Tailored Shareholder Reports, Treatment of Annual Prospectus Updates for Existing Investors, and Improved Fee and Risk Disclosure for Mutual Funds and Exchange-Traded Funds; Fee Information in Investment Company Advertisements, 2020
Date: July 13, 2015 Valuation of Portfolio Securities and other Assets Held by Registered Investment Companies—Select Bibliography of the Division of Investment Management